Filing Details
- Accession Number:
- 0001181431-13-054430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-18 15:36:34
- Reporting Period:
- 2013-10-16
- Filing Date:
- 2013-10-18
- Accepted Time:
- 2013-10-18 14:36:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125345 | Macrogenics Inc | MGNX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567045 | Kenneth Galbraith | C/O Macrogenics, Inc. 9640 Medical Center Drive Rockville MD 20850 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-16 | 46,875 | $16.00 | 46,875 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-10-16 | 1,050,652 | $0.00 | 1,097,527 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-10-16 | 204,207 | $0.00 | 1,301,734 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-10-16 | 15,315 | $0.00 | 1,317,049 | No | 4 | X | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | X | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-10-16 | 19,724,839 | $0.00 | 1,050,652 | $0.00 |
Common Stock | Series D-2 Convertible Preferred Stock | Disposition | 2013-10-16 | 3,833,767 | $0.00 | 204,207 | $0.00 |
Common Stock | Series D-2 Convertible Preferred Warrants | Disposition | 2013-10-16 | 287,533 | $0.00 | 15,315 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2013-10-16 | No | 4 | X | Indirect |
Footnotes
- These securities are held by Five Corners Capital, Inc. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Each share of Series C Convertible Preferred Stock and each share of Series D-2 Convertible Preferred Stock converted into approximately 0.0533 of a share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These securities are held by Ventures West 8 Limited Partnership. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc., the general partner of Ventures West 8 Limited Partnership. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- Upon exercise, each Series D-2 Convertible Preferred Warrant converted into an equal number of shares of Series D-2 Convertible Preferred Stock. Had the warrants not been exercised, they would have expired upon the closing of the initial public offering. Upon the closing of the Issuer's initial public offering each share of Series D-2 Convertible Preferred Stock then converted into approximately 0.0533 of a share of Common Stock without payment of further consideration. The shares of Series D-2 Convertible Preferred Stock had no expiration date.
- Immediately.