Filing Details
- Accession Number:
- 0001123292-13-001485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-17 19:42:13
- Reporting Period:
- 2013-10-15
- Filing Date:
- 2013-10-17
- Accepted Time:
- 2013-10-17 19:42:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577368 | Qts Realty Trust Inc. | QTS | Real Estate Investment Trusts (6798) | 462809094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587364 | L. Chad Williams | C/O Qts Realty Trust, Inc. 12851 Foster Street, Suite 205 Overland Park KS 66213 | Chairman And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-10-15 | 1,000 | $1.00 | 0 | No | 4 | D | Direct | |
Class A Common Stock | Acquisiton | 2013-10-15 | 19,642 | $0.00 | 19,642 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2013-10-15 | 47,619 | $21.00 | 67,261 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Acquisiton | 2013-10-15 | 39,062 | $0.00 | 39,062 | $21.00 |
Class A Units Of Operating Partnership | Class D units of Operating Partnership | Disposition | 2013-10-15 | 400,000 | $0.00 | 400,000 | $0.00 |
Class A Common Stock | Class A units of Operating Partnership | Acquisiton | 2013-10-15 | 400,000 | $0.00 | 400,000 | $0.00 |
Class A Common Stock | Class A units of Operating Partnership | Disposition | 2013-10-15 | 133,000 | $0.00 | 133,000 | $0.00 |
Class A Common Stock | Class B common stock | Acquisiton | 2013-10-15 | 133,000 | $0.00 | 133,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,062 | 2023-10-15 | No | 4 | A | Direct | |
0 | No | 4 | C | Indirect | ||
400,000 | No | 4 | C | Indirect | ||
267,000 | No | 4 | J | Indirect | ||
133,000 | No | 4 | J | Indirect |
Footnotes
- QTS Realty Trust, Inc. (the "Company") repurchased 1,000 shares of common stock that were issued to Chad L. Williams in connection with the initial capitalization of the Company.
- Concurrently with the closing of the initial public offering of the Company, the Company granted restricted shares under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") to Chad L. Williams that vest ratably over four years beginning on the first anniversary from the date of grant and each quarter thereafter.
- Concurrently with the closing of the initial public offering of the Company, the Company granted options to purchase shares of Class A common stock under the Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at each quarter thereafter.
- In connection with the completion of the initial public offering of the Company, Class D Units of Operating Partnership were converted into Class A units on a one-for-one basis, and Quality Technology Group, LLC contributed 133,000 Class A units to the Company for 133,000 shares of the Company's Class B common stock pursuant to the Class B Stock Purchase Agreement dated September 25, 2013 between Chad L. Williams, Quality Technology Group, LLC and the Company. The Class B common stock automatically converts into Class A common stock in certain circumstances and is convertible at any time into Class A common stock at the option of the holder.
- Securities held by Quality Technology Group, LLC, of which Mr. Williams is the manager.