Filing Details

Accession Number:
0001181431-13-054327
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-17 19:17:16
Reporting Period:
2013-10-15
Filing Date:
2013-10-17
Accepted Time:
2013-10-17 19:17:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469510 Resolute Energy Corp REN Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032659 A Kenneth Hersh 5221 N. O'Connor Blvd., Suite 1100
Irving TX 75039
No No Yes No
1377292 Natural Gas Partners Vii, L.p. 5221 N. O'Connor Blvd., Suite 1100
Irving TX 75039
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-15 48,000 $10.10 1,392,258 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-15 2,000 $10.10 66,858 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-16 48,000 $10.53 1,344,258 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-16 2,000 $10.53 64,858 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-17 48,000 $10.51 1,296,258 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2013-10-17 2,000 $10.51 62,858 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan and the reporting person did not select the date of execution.
  2. These securities are held directly by Natural Gas Partners VII, L.P. ("NGP VII"). Kenneth A. Hersh ("Mr. Hersh") is an authorized member of GFW VII, L.L.C. ("GFW LLC"), which is the sole general partner of G.F.W. Energy VII, L.P. ("GFW Energy"), which is the sole general partner of NGP VII, and may be deemed an indirect beneficial owner of the securities currently owned by NGP VII.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.24, inclusive. Each reporting person undertakes to provide to Resolute Energy Corporation (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (6) and (7) to this Form 4.
  4. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
  5. These securities are held directly by NGP-VII Income Co-Investment Opportunities, L.P. ("Co-Invest"). Mr. Hersh is an authorized member of GFW, LLC, which is the sole general partner of GFW Energy, which is the sole general partner of NGP VII, which owns 100% of NGP Income Management, L.L.C., which is the sole general partner of Co-Invest, and may be deemed an indirect beneficial owner of the securities currently owned by Co-Invest.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.76, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.66, inclusive.