Home > Insider Trading > Filing (0001104659-13-076142)

Filing Details

Accession Number:: 0001104659-13-076142
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-17 17:26:49
Reporting Period:: 2013-10-16

Filing Date:: 2013-10-17
Accepted Time:: 2013-10-17 17:26:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1433270	Antero Resources Corp	AR	Crude Petroleum & Natural Gas (1311)	800162034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1370287	Jr Howard W Keenan	410 Park Avenue, 19Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-10-16	1,818	$0.00	1,818	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-10-16	3,409,091	$42.02	220,965,909	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Indirect	See footnotes

Footnotes

Restricted stock grant that will vest in a single installment one year from the date of grant, or October 16, 2014.
These securities are directly owned by Antero Resources Investment LLC, a Delaware limited liability company ("Antero Investment"). In connection with the initial public offering of common stock (the "Common Stock") of the Issuer (the "IPO"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII") and Yorktown Energy Partners VIII, L.P. ("Yorktown VIII") exchanged their respective member interests in Antero Resources LLC for equivalent member interests in Antero Investment.
The Reporting Person is a member and a manager of (a) Yorktown V Company LLC, the general partner of Yorktown V, (b) Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP, the general partner of Yorktown VI, (c) Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown VII, (d) Yorktown VIII Associates LLC, the general partner of Yorktown VIII Company LP, the general partner of Yorktown VIII. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for Section 16 or any other purpose.
In connection with the IPO, Antero Resources LLC, a Delaware limited liability company, merged with and into the Issuer, resulting in all of the membership interests in Antero Resources LLC held by Antero Investment immediately prior to the merger being converted into 224,375,000 shares of Common Stock. Pursuant to the exercise by the underwriters of their option to purchase additional shares to cover over-allotments from Antero Investment in connection with the IPO, Antero Investment sold 3,409,091 shares of Common Stock on October 16, 2013.