Filing Details
- Accession Number:
- 0001104659-13-076137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-17 18:23:49
- Reporting Period:
- 2013-10-16
- Filing Date:
- 2013-10-17
- Accepted Time:
- 2013-10-17 17:23:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433270 | Antero Resources Corp | AR | Crude Petroleum & Natural Gas (1311) | 800162034 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318888 | Reid Christopher Manning | 1625 17Th Street Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-10-16 | 1,818 | $0.00 | 1,818 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-10-16 | 3,409,091 | $42.02 | 220,965,909 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-10-16 | 35,750 | $44.00 | 35,750 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Restricted stock grant that will vest in a single installment one year from the date of grant, or October 16, 2014.
- Mr. Manning received these securities as non-employee director compensation and holds them for the benefit of Trilantic Capital Partners and its affiliated entities. Mr. Manning disclaims any beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- The Reporting Person is a partner of Trilantic Capital Partners. Certain entities managed by Trilantic Capital Partners and its affiliates hold a 8.5% direct voting interest in Antero Resources Investment LLC, a Delaware limited liability company ("Antero Investment"), which directly owns 220,965,909 shares of the Issuer as of the date hereof. All shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Trilantic Capital Partners entities. The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein. The Trilantic Capital Partners entities are TCP Antero I-1 Holdco, LLC, TCP Antero I-2 Holdco, LLC and TCP Antero I-4 Holdco, LLC.
- In connection with the initial public offering (the "IPO") of common stock (the "Common Stock") of the Issuer, Antero Resources LLC, a Delaware limited liability company, merged with and into the Issuer, resulting in all of the membership interests in Antero Resources LLC held by Antero Investment immediately prior to the merger being converted into 224,375,000 shares of Common Stock. Pursuant to the exercise by the underwriters of their option to purchase additional shares to cover over-allotments from Antero Investment in connection with the IPO, Antero Investment sold 3,409,091 shares of Common Stock on October 16, 2013.
- Represents shares purchased by TCP Antero Principals LLC, a Trilantic Capital Partners entity. All shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Trilantic Capital Partners entities, as described above. The Reporting Person disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.