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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1348324	Ldr Holding Corp	LDRH	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1136038	Austin Ventures Viii Lp	300 West Sixth Street, Ste 2300 Austin TX 78701	No	No	Yes	No
1232296	C Joseph Aragona	300 West Sixth Street, Suite Austin TX 78701	Yes	No	Yes	No
1250010	P Kenneth Deangelis	300 West Sixth Street, Ste 2300 Austin TX 78701	No	No	Yes	No
1250035	Av Partners Viii Lp	300 West Sixth Street, Ste 2300 Austin TX 78701	No	No	Yes	No
1252914	D John Thornton	300 West Sixth Street, Ste 2300 Austin TX 78701	No	No	Yes	No
1278614	A Christopher Pacitti	300 West Sixth Street, Ste 2300 Austin TX 78701	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-15	988,455	$0.00	1,305,322	No	4	C	Indirect	By Austin Ventures VIII, L.P.
Common Stock	Acquisiton	2013-10-15	143,252	$0.00	1,448,574	No	4	C	Indirect	By Austin Ventures VIII, L.P.
Common Stock	Acquisiton	2013-10-15	889,779	$0.00	2,338,353	No	4	C	Indirect	By Austin Ventures VIII, L.P.
Common Stock	Acquisiton	2013-10-15	381,497	$0.00	2,719,850	No	4	C	Indirect	By Austin Ventures VIII, L.P.
Common Stock	Acquisiton	2013-10-15	516,950	$0.00	3,236,800	No	4	C	Indirect	By Austin Ventures VIII, L.P.
Common Stock	Acquisiton	2013-10-15	50,000	$15.00	3,286,800	No	4	P	Indirect	By Austin Ventures VIII, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Austin Ventures VIII, L.P.
No	4	C	Indirect	By Austin Ventures VIII, L.P.
No	4	C	Indirect	By Austin Ventures VIII, L.P.
No	4	C	Indirect	By Austin Ventures VIII, L.P.
No	4	C	Indirect	By Austin Ventures VIII, L.P.
No	4	P	Indirect	By Austin Ventures VIII, L.P.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2013-10-15	988,455	$0.00	988,455	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2013-10-15	143,252	$0.00	143,252	$0.00
Common Stock	Series B Preferred Stock	Disposition	2013-10-15	889,779	$0.00	889,779	$0.00
Common Stock	Series C Preferred Stock	Disposition	2013-10-15	381,497	$0.00	381,497	$0.00
Common Stock	Convertible Notes	Disposition	2013-10-15	516,950	$0.00	516,950	$0.00

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
	No	4	C	Indirect
2016-04-25	No	4	C	Indirect

Footnotes

Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701.
The Series A-1 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series A-2 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series B Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
The Series C Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
Immediately prior to the closing of the Issuer's initial public offering, the Convertible Notes were automatically converted into a number of shares of the Issuer's Common Stock equal to (a) the unpaid principal and accrued but unpaid interest on the Convertible Notes divided by (b) 50% of the price per share of the Issuer's Common Stock sold in the initial public offering.