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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136174	Catasys Inc.	CATS:OTC	Services-Misc Health & Allied Services, Nec (8090)	880464853

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378591	E David Smith	C/O Coast Asset Management, Llc 11150 Santa Monica Boulevard, Suite 1400 Los Angeles CA 90025		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-15	862,069	$0.58	1,187,783	No	4	P	Indirect	Through Shamus, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Shamus, LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2013-10-15	862,069	$0.00	862,069	$0.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
862,069		2018-10-15	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,144,071	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant	$0.58	2016-12-27	690,000	690,000	Direct
Common Stock	Warrant	$0.58	2017-04-18	831,250	831,250	Direct
Common Stock	Warrant	$0.58	2017-09-13	665,000	665,000	Direct
Common Stock	Warrant	$0.58	2017-12-04	714,286	714,286	Direct
Common Stock	Warrant	$0.58	2018-04-10	325,714	325,714	Indirect
Common Stock	Warrant	$80.00	2015-07-06	3,750	3,750	Direct
Common Stock	Warrant	$4.00	2015-11-16	54,900	54,900	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-12-27	690,000	690,000	Direct
2017-04-18	831,250	831,250	Direct
2017-09-13	665,000	665,000	Direct
2017-12-04	714,286	714,286	Direct
2018-04-10	325,714	325,714	Indirect
2015-07-06	3,750	3,750	Direct
2015-11-16	54,900	54,900	Direct

Footnotes

On October 15, 2013, Shamus, LLC ("Shamus") purchased 862,069 shares of the common stock of Catasys, Inc. ("Catasys") from Catasys in a private placement at $0.58 per share. In connection with such purchase, Catasys also issued to Shamus a warrant exercisable for 862,069 shares of Catasys common stock at the exercise price of $0.58 per share, subject to potential future adjustment pursuant to the provisions of the warrant.
Exercisable immediately.
As a result of the 1-for-10 reverse stock split implemented by Catasys on May 6, 2013, the number of shares for which this warrant is exercisable and the exercise price of such warrant were adjusted automatically pursuant to the terms of such warrant in proportion to such reverse stock split. In addition, as a result of the October 15, 2013 transactions described in this Form 4, the exercise price of such warrant was automatically adjusted pursuant to the terms of such warrant from $0.70 per share to $0.58 per share.
The number of shares reported includes adjustments to reflect the 1-for-10 reverse stock split implemented by Catasys on May 6, 2013.
As a result of the 1-for-10 reverse stock split implemented by Catasys on May 6, 2013, the number of shares for which this warrant is exercisable and the exercise price of such warrant were adjusted automatically pursuant to the terms of such warrant in proportion to such reverse stock split.