Filing Details

Accession Number:
0000950117-13-000982
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-17 11:42:08
Reporting Period:
2013-10-15
Filing Date:
2013-10-17
Accepted Time:
2013-10-17 11:42:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
202375 Lazare Kaplan International Inc LKII Wholesale-Jewelry, Watches, Precious Stones & Metals (5094) 132728690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287251 Leon Tempelsman 19 West 44Th Street
16Th Floor
New York NY 10036
Vice Chairman Of The Board Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-15 625,000 $1.40 2,243,366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,528,416 Indirect Partnership
Common Stock 46,166 Indirect Co-Trustee of Trusts
Common Stock 34,641 Indirect As custodian for children
Common Stock 2,240 Indirect By Spouse
Footnotes
  1. On October 15, 2013, the Issuer exercised an option to repurchase from the Reporting Person 625,000 shares for a price of $1.40 per share (for an aggregate consideration of $875,000)
  2. The shares are owned by Leon Tempelsman & Son, a New York limited partnership of which Leon Tempelsman is a general partner.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.