Filing Details
- Accession Number:
- 0001181431-13-054082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-16 18:51:03
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-16
- Accepted Time:
- 2013-10-16 18:51:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1469510 | Resolute Energy Corp | REN | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032659 | A Kenneth Hersh | 5221 N. O'Connor Blvd., Suite 1100 Irving TX 75039 | No | No | Yes | No | |
1377292 | Natural Gas Partners Vii, L.p. | 5221 N. O'Connor Blvd., Suite 1100 Irving TX 75039 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-09-30 | 48,000 | $8.32 | 1,920,078 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-09-30 | 2,000 | $8.32 | 88,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-01 | 48,000 | $8.43 | 1,872,078 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-01 | 2,000 | $8.43 | 86,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-02 | 48,000 | $8.68 | 1,824,078 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-02 | 2,000 | $8.68 | 84,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-03 | 48,000 | $9.00 | 1,776,078 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-03 | 2,000 | $9.00 | 82,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-04 | 48,000 | $9.52 | 1,728,078 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-04 | 2,000 | $9.52 | 80,850 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-07 | 47,820 | $9.46 | 1,680,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-07 | 1,992 | $9.46 | 78,858 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-08 | 48,000 | $9.30 | 1,632,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-08 | 2,000 | $9.30 | 76,858 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-09 | 48,000 | $9.07 | 1,584,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-09 | 2,000 | $9.07 | 74,858 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-10 | 48,000 | $9.34 | 1,536,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-10 | 2,000 | $9.34 | 72,858 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-11 | 48,000 | $9.78 | 1,488,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-11 | 2,000 | $9.78 | 70,858 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-14 | 48,000 | $9.94 | 1,440,258 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-10-14 | 2,000 | $9.94 | 68,858 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan and the reporting person did not select the date of execution.
- These securities are held directly by Natural Gas Partners VII, L.P. ("NGP VII"). Kenneth A. Hersh ("Mr. Hersh") is an authorized member of GFW VII, L.L.C. ("GFW LLC"), which is the sole general partner of G.F.W. Energy VII, L.P. ("GFW Energy"), which is the sole general partner of NGP VII, and may be deemed an indirect beneficial owner of the securities currently owned by NGP VII.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.42, inclusive. Each reporting person undertakes to provide to Resolute Energy Corporation (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (6) through (15) to this Form 4.
- Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- These securities are held directly by NGP-VII Income Co-Investment Opportunities, L.P. ("Co-Invest"). Mr. Hersh is an authorized member of GFW, LLC, which is the sole general partner of GFW Energy, which is the sole general partner of NGP VII, which owns 100% of NGP Income Management, L.L.C., which is the sole general partner of Co-Invest, and may be deemed an indirect beneficial owner of the securities currently owned by Co-Invest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.49, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.91, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.68 to $9.45, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $9.69, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.65, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.56, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.27, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.09 to $9.50, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to $9.98, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.73 to $10.14, inclusive.