Filing Details
- Accession Number:
- 0001573700-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-16 18:07:54
- Reporting Period:
- 2013-10-14
- Filing Date:
- 2013-10-16
- Accepted Time:
- 2013-10-16 18:07:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280550 | Garrett S Stonehouse | One Morningside Drive North Ste 200 Westport CT 06880 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-14 | 22 | $4.42 | 2,668 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-14 | 22 | $17.75 | 2,646 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2013-10-14 | 22 | $0.00 | 22 | $4.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,978 | 2009-07-01 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.