Filing Details
- Accession Number:
- 0001104659-13-075779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 21:22:35
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 21:22:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414035 | Yves Sisteron | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-11 | 439,904 | $29.25 | 1,155,842 | No | 4 | S | Indirect | GRPVC L P, now known as Upfront GP II, L.P |
Common Stock | Disposition | 2013-10-11 | 102,514 | $29.25 | 106,642 | No | 4 | S | Indirect | GRP II Partners, L.P., now known as Upfront II Partners L.P |
Common Stock | Disposition | 2013-10-11 | 449,411 | $29.25 | 0 | No | 4 | S | Indirect | GRP II Investors, L.P., now known as Upfront II Investors, L.P |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | GRPVC L P, now known as Upfront GP II, L.P |
No | 4 | S | Indirect | GRP II Partners, L.P., now known as Upfront II Partners L.P |
No | 4 | S | Indirect | GRP II Investors, L.P., now known as Upfront II Investors, L.P |
Footnotes
- GRPVC L P, now known as Upfront GP II, L.P., is the general partner of GRP II Partners, L.P., now known as Upfront II Partners L.P., GRP Management Services Corporation is the general partner of each of Upfront GP II, L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of Upfront II Partners, L.P. Pursuant to contractual arrangements, Upfront II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by Upfront II Partners, L.P. (Continued to footnote 2)
- While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P, Upfront II Partners, L.P. and Upfront II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.