Filing Details
- Accession Number:
- 0001104659-13-075777
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 20:45:45
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 20:45:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497436 | Peter D'arrigo | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-11 | 14,000 | $7.50 | 14,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-11 | 14,000 | $29.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-11 | 6,000 | $7.15 | 6,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-11 | 6,000 | $29.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-11 | 14,000 | $0.00 | 14,000 | $7.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-11 | 6,000 | $0.00 | 6,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 206,000 | 2018-06-06 | No | 4 | M | Direct | |
| 0 | 2019-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 491 | Direct |
Footnotes
- A total of 220,000 options were granted on 6/16/2008. All options were vested and exercisable as of 6/16/2011.
- A total of 6,000 options were granted on 5/15/2009. All options were vested and exercisable as of 5/15/2012.
- Option exercise and sale pursuant to Issuer Secondary Offering.
Billionaire Hedge Funds
