Filing Details

Accession Number:
0001209191-13-048385
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-15 19:07:00
Reporting Period:
2013-10-11
Filing Date:
2013-10-15
Accepted Time:
2013-10-15 19:07:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34408 Family Dollar Stores Inc FDO Retail-Variety Stores (5331) 560942963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222818 R Howard Levine P. O. Box 1017
Charlotte NC 28201
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-11 120,000 $28.11 4,515,477 No 4 M Direct
Common Stock Disposition 2013-10-11 120,000 $69.95 4,395,477 No 4 S Direct
Common Stock Acquisiton 2013-10-14 52,415 $28.11 4,447,892 No 4 M Direct
Common Stock Disposition 2013-10-14 52,415 $69.17 4,395,477 No 4 S Direct
Common Stock Disposition 2013-10-15 100,000 $0.00 4,295,477 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-11 120,000 $0.00 120,000 $28.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-10-14 52,415 $0.00 52,415 $28.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,415 2011-10-13 2014-10-12 No 4 M Direct
0 2011-10-13 2014-10-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,982,634 Indirect By Trust
Footnotes
  1. This amount does not include 1,025 shares owned by Mr. Levine's wife. Mr. Levine disclaims beneficial ownership of such shares. Reflects transfer of 101,183 shares from indirect to direct ownership.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.77 to $70.26, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.88 to $69.45, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. This option was granted on October 13, 2009, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 13, 2011. Thereafter, the option vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 13, 2011, 70% on October 13, 2012, and 100% on October 13, 2013.