Filing Details
- Accession Number:
- 0001209191-13-048327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 15:46:46
- Reporting Period:
- 2013-10-14
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 15:46:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475223 | Samantha Harnett | 2000 Powell Street Suite 300 Emeryville CA 94608 | Senior Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-14 | 695 | $1.25 | 16,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-14 | 695 | $5.80 | 15,872 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-14 | 347 | $0.00 | 347 | $1.25 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-14 | 348 | $0.00 | 348 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,137 | 2013-03-08 | 2022-03-07 | No | 4 | M | Direct |
| 26,137 | 2013-03-08 | 2022-03-07 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.90 | 2012-03-05 | 2021-03-04 | 0 | 23,649 | Direct |
| Common Stock | Stock Option (right to buy) | $4.90 | 2011-03-04 | 2020-03-03 | 0 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $4.97 | 2009-05-21 | 2018-05-20 | 0 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $4.79 | 2008-12-11 | 2017-12-10 | 0 | 6,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 2,500 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 2,500 | Direct |
| Common Stock | Stock Option (right to buy) | $3.20 | 2009-08-01 | 2016-07-23 | 0 | 12,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.80 | 2010-11-01 | 2019-12-09 | 0 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $2.87 | 2013-12-06 | 2022-12-05 | 0 | 100,000 | Direct |
| Common Stock | Stock Option (right to buy) | $1.25 | 2013-02-27 | 2022-03-07 | 0 | 16,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-03-04 | 0 | 23,649 | Direct |
| 2020-03-03 | 0 | 20,000 | Direct |
| 2018-05-20 | 0 | 30,000 | Direct |
| 2017-12-10 | 0 | 6,000 | Direct |
| 2016-07-23 | 0 | 2,500 | Direct |
| 2016-07-23 | 0 | 2,500 | Direct |
| 2016-07-23 | 0 | 12,000 | Direct |
| 2019-12-09 | 0 | 30,000 | Direct |
| 2022-12-05 | 0 | 100,000 | Direct |
| 2022-03-07 | 0 | 16,667 | Direct |
Footnotes
- These shares include 15,000 shares of restricted stock granted on December 6, 2012, which are scheduled to vest one year from the date of grant, in accordance with the terms of the related Restricted Stock Award Agreement.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on or about March 13, 2013.
- One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and one forty-eighth of the shares vest and become exercisable on the first day of each calendar month thereafter.
- n/a
- The shares subject to the option are fully vested.
- One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.
Billionaire Hedge Funds
