Filing Details
- Accession Number:
- 0001140361-13-038673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 14:02:44
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 14:02:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181881 | Linda Mcfarland Farthing | C/O Stein Mart, Inc. 1200 Riverplace Boulevard Jacksonville FL 32207 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-11 | 20,000 | $6.80 | 66,408 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-11 | 20,000 | $14.25 | 46,408 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-14 | 20,000 | $6.80 | 66,408 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-14 | 20,000 | $14.50 | 46,408 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option | Disposition | 2013-10-11 | 20,000 | $0.00 | 20,000 | $6.80 |
Common Stock | Director Stock Option | Disposition | 2013-10-14 | 20,000 | $0.00 | 20,000 | $6.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2007-08-27 | 2014-08-27 | No | 4 | M | Direct |
80,000 | 2007-08-27 | 2014-08-27 | No | 4 | M | Direct |