Filing Details
- Accession Number:
- 0001181431-13-053762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 12:18:22
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 12:18:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213975 | L Robert Edwards | 5918 Stoneridge Mall Road Pleasanton CA 94588 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-11 | 273,000 | $29.94 | 522,760 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-11 | 273,000 | $33.26 | 249,760 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-10-11 | 273,000 | $0.00 | 273,000 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,788 | Indirect | By 401(k) Plan |
Footnotes
- The reported exercise and sale were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 9, 2013.
- Between April 1, 2013 and September 30, 2013, the reporting person acquired 95.6986 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of September 30, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 2/25/2013.
Billionaire Hedge Funds
