Home > Insider Trading > Filing (0001225208-13-021852)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197218	C Donald Berg	850 Dixie Highway Louisville KY 40210	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Disposition	2013-10-11	9,300	$70.10	38,859	No	4	S	Direct
Class B Common	Disposition	2013-10-14	4,700	$70.06	34,159	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	27,991	Direct
Class B Common	2,264	Indirect	By 401k

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$34.95	2009-05-01	2016-04-30	16,339	16,339	Direct
Class B Common	Stock Appreciation Right	$33.76	2010-05-01	2017-04-30	18,704	18,704	Direct
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	21,971	21,971	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	35,999	35,999	Direct
Class B Common	Stock Appreciation Right	$38.43	2013-05-01	2020-04-30	19,669	19,669	Direct
Class B Common	Stock Appreciation Right	$46.40	2014-05-01	2021-04-30	20,855	20,855	Direct
Class B Common	Stock Appreciation Right	$58.70	2015-05-01	2022-04-30	27,476	27,476	Direct
Class B Common	Stock Appreciation Right	$72.42	2016-05-01	2023-04-30	12,804	12,804	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-04-30	16,339	16,339	Direct
2017-04-30	18,704	18,704	Direct
2018-04-30	21,971	21,971	Direct
2019-04-30	35,999	35,999	Direct
2020-04-30	19,669	19,669	Direct
2021-04-30	20,855	20,855	Direct
2022-04-30	27,476	27,476	Direct
2023-04-30	12,804	12,804	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 2, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.01 to $70.22, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.01 to $70.15, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of October 11, 2013.