Filing Details
- Accession Number:
- 0001498301-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-11 15:17:54
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-11
- Accepted Time:
- 2013-10-11 15:17:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516850 | S. Jay Levine | C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2013-10-11 | 20,000 | $16.31 | 25,644 | No | 4 | M | Direct | |
Common | Acquisiton | 2013-10-11 | 20,000 | $13.14 | 45,644 | No | 4 | M | Direct | |
Common | Disposition | 2013-10-11 | 40,000 | $19.41 | 5,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Options to Buy | Disposition | 2013-10-11 | 20,000 | $0.00 | 20,000 | $16.31 |
Common | Option To Buy | Disposition | 2013-10-11 | 20,000 | $0.00 | 20,000 | $13.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2012-06-02 | 2021-06-02 | No | 4 | M | Direct |
20,000 | 2012-09-21 | 2021-09-21 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $19.40 to $19.44. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Granted under the Company's 2010 Stock Incentive Plan.
- Exercisable in four equal annual installments with the first installment on the date indicated.