Filing Details

Accession Number:
0001179110-13-015467
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-11 14:54:58
Reporting Period:
2013-10-10
Filing Date:
2013-10-11
Accepted Time:
2013-10-11 14:54:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314427 Christopher J Giancarlo C/O Gfi Group Inc.
55 Water Street
New York NY 10041
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-10 5,000 $3.52 8,995 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 14,377 14,377 Direct
Common Stock Restricted Stock Units $0.00 35,079 35,079 Direct
Common Stock Restricted Stock Units $0.00 44,379 44,379 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
14,377 14,377 Direct
35,079 35,079 Direct
44,379 44,379 Direct
Footnotes
  1. Includes 1140 shares of Common Stock owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
  2. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
  3. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
  4. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
  5. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.48 to $3.56. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
  7. The Restricted Stock Units settle 1 for 1 upon vesting.