Filing Details

Accession Number:
0001521536-13-000844
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-10 17:23:11
Reporting Period:
2013-10-09
Filing Date:
2013-10-10
Accepted Time:
2013-10-10 17:23:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1432196 Pershing Gold Corp. PGLC Services-Motion Picture & Video Tape Production (7812) 260657736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373203 C Barry Honig 555 South Federal Highway #450
Boca Raton FL 33432
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-09 57,500 $0.36 15,359,662 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Preferred Stock Acquisiton 2013-10-10 379 $990.49 1,137,000 $0.33
Common Stock Series E Preferred Stock Acquisiton 2013-10-10 631 $989.45 1,893,000 $0.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,409 2013-10-10 No 4 P Indirect
2,070 2013-10-10 No 4 P Indirect
Footnotes
  1. Held by GRQ Consultants, Inc. 401K. Barry Honig is the trustee of GRQ Consultants, Inc. 401K and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
  2. Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
  3. There is no expiration date pursuant to which the Series E Convertible Preferred Stock must be converted.
  4. Series E Preferred Stock contains a blocker provision under which the holder can only convert the Series E Preferred Stock to a point where he and his affiliates would beneficially own a maximum of 9.99% of the Issuer's outstanding shares.