Filing Details
- Accession Number:
- 0001179110-13-015419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-09 17:51:46
- Reporting Period:
- 2013-10-07
- Filing Date:
- 2013-10-09
- Accepted Time:
- 2013-10-09 17:51:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201642 | Brian Kobylinski | N86 W12500 Westbrook Crossing Menomonee Falls WI 53051 | Exec. Vp - Industrial | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-10-07 | 588 | $28.11 | 93,648 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-10-07 | 588 | $38.00 | 93,060 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-10-07 | 5,152 | $24.77 | 98,212 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-10-07 | 5,152 | $38.00 | 93,060 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-07 | 588 | $0.00 | 588 | $28.11 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-07 | 5,152 | $0.00 | 5,152 | $24.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,412 | 2016-01-12 | No | 4 | M | Direct | |
0 | 2016-07-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,304 | Indirect | By Deferred Compensation Plan |
Footnotes
- Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
- Option granted under the Actuant Corporation 2001 Stock Option Plan.
- Fifty percent of the option became exercisable on 1/12/2009 and the balance became exercisable on 1/12/2011.
- Option granted under the Actuant Corporation 2002 Stock Option Plan.
- Fifty percent of the option became exercisable on 7/6/2009 and the balance became exercisable on 7/6/2011.