Filing Details
- Accession Number:
- 0001140361-13-038304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-09 17:31:04
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-09
- Accepted Time:
- 2013-10-09 17:31:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195116 | Arno Therapeutics Inc | ARNI | Pharmaceutical Preparations (2834) | 522286452 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1001391 | E Charles Davidson | C/O Wexford Capital Lp 411 West Putnam Ave. Greenwich CT 06830 | No | No | No | Yes | |
| 1048462 | Wexford Capital Lp | 411 West Putnam Avenue Suite 125 Greenwich CT 06830 | No | No | No | Yes | |
| 1048485 | Joseph Jacobs | C/O Wexford Capital Lp 411 West Putnam Avenue, Suite 125 Greenwich CT 06830 | No | No | No | Yes | |
| 1472112 | Wexford Gp Llc | C/O Wexford Capital Lp Suite 125 Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-04 | 325 | $0.48 | 2,827,844 | No | 4 | S | Indirect | By: Wexford Spectrum Investors LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By: Wexford Spectrum Investors LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 418,876 | Indirect | By: Kappa Investors LLC |
Footnotes
- The Common Stock and Warrants are held directly by Wexford Spectrum Investors LLC ("WSI").
- The Common Stock and Warrants are held directly by Kappa Investors LLC ("Kappa", and together with WSI, the "Funds").
- This form is jointly filed by Wexford Capital LP ("Wexford"), Charles E. Davidson ("Davidson"), Joseph M. Jacobs ("Jacobs") and Wexford GP LLC ("Wexford GP"). The securities shown as beneficially owned by Davidson, Jacobs, Wexford GP and Wexford, reflect securities owned of record by the Funds. Wexford serves as manager for the Funds and as such may be deemed to share beneficial ownership of the securities beneficially owned by the Funds, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. (*continued under Footnote (4) below).
- (*continued from Footnote (3) above) Wexford GP, as the general partner of Wexford, may be deemed to share beneficial ownership of the securities beneficially owned by the Funds, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interest. Messrs. Davidson and Jacobs, as the controlling persons of Wexford GP, may be deemed to share beneficial ownership of any securities beneficially owned by the Funds for which Wexford serves as manager, but disclaim such beneficial ownership to the extent such beneficial ownership exceeds their pecuniary interest.
Billionaire Hedge Funds
