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Home > Insider Trading > Filing (0001437749-13-012906)

Filing Details

Accession Number:: 0001437749-13-012906
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-09 17:05:15
Reporting Period:: 2013-10-09

Filing Date:: 2013-10-09
Accepted Time:: 2013-10-09 17:05:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1417663	Sanuwave Health Inc.	SNWV	Surgical & Medical Instruments & Apparatus (3841)	201176000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1571016	Joseph Chiarelli	11475 Great Oaks Way, Suite 150 Alpharetta GA 30022	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2013-10-09	41,667	$0.60	41,667	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $0.001 Par Value	Warrants	Acquisiton	2013-10-09	41,667	$0.00	41,667	$0.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
41,667	2013-10-09	2018-10-09	No	4	P	Direct

Footnotes

These shares were purchased as part of a private placement "Unit" offering, whereby each Unit consists of: (i) one share of common stock, par value $0.001 per share, and (ii) a five-year common stock purchase warrant to purchase one share of common stock, at an exercise price of $0.85.