Filing Details
- Accession Number:
- 0001437749-13-012891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 17:40:18
- Reporting Period:
- 2013-10-08
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 17:40:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1307579 | Liqtech International Inc | LIQT | Misc Industrial & Commercial Machinery & Equipment (3590) | 201431677 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528329 | Aldo Petersen | Industriparken 22C Ballerup G7 2750 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-08 | 750,000 | $2.70 | 3,063,541 | No | 4 | S | Indirect | See footnote |
| Common Stock | Acquisiton | 2013-10-08 | 100,000 | $1.50 | 3,163,541 | No | 4 | M | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2013-10-08 | 1,800,000 | $1.20 | 1,800,000 | $1.20 |
| Common Stock | Warrants | Disposition | 2013-10-08 | 100,000 | $1.50 | 100,000 | $1.50 |
| Common Stock | Warrants | Acquisiton | 2013-10-08 | 100,000 | $2.70 | 100,000 | $2.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100 | 2011-08-24 | 2016-12-31 | No | 4 | D | Indirect |
| 0 | 2011-08-24 | 2016-12-31 | No | 4 | D | Direct |
| 100,000 | 2011-08-24 | 2016-12-31 | No | 4 | A | Indirect |
Footnotes
- Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.
- 1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.
- The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.
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