Filing Details
- Accession Number:
- 0001311241-13-000225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 17:39:18
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 17:39:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528626 | E David Lazovsky | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2013-10-04 | 20,542 | $5.81 | 2,845,148 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2013-10-07 | 9,122 | $5.83 | 2,836,026 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2013-10-08 | 8,836 | $5.75 | 2,827,190 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 45,882 | Indirect | By Children's Trust |
Common Stock, $0.001 Par Value | 35,487 | Indirect | By Wife |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By GRAT |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By Wife's GRAT |
Footnotes
- The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 29, 2013.
- The transaction was executed in multiple trades in prices ranging from $5.53 to $5.8825, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $5.69 to $5.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $5.69 to $5.82, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.