Filing Details

Accession Number:
0001206774-13-003555
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-08 16:53:23
Reporting Period:
2013-10-04
Filing Date:
2013-10-08
Accepted Time:
2013-10-08 16:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
75829 Pall Corp PLL General Industrial Machinery & Equipment, Nec (3569) 111541330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381622 B Francis Moschella C/O Pall Corporation
25 Harbor Park Drive
Port Washington NY 11050
Cao & Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-04 1,750 $48.72 1,917 No 4 M Direct
Common Stock Disposition 2013-10-04 1,750 $77.37 167 No 4 S Direct
Common Stock Acquisiton 2013-10-04 2,790 $39.02 2,957 No 4 M Direct
Common Stock Disposition 2013-10-04 2,790 $77.32 167 No 4 S Direct
Common Stock Acquisiton 2013-10-04 663 $28.11 830 No 4 M Direct
Common Stock Disposition 2013-10-04 663 $77.32 167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 437 $0.00 437 $48.72
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 438 $0.00 438 $48.72
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 437 $0.00 437 $48.72
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 438 $0.00 438 $48.72
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 697 $0.00 697 $39.02
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 698 $0.00 698 $39.02
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 697 $0.00 697 $39.02
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 698 $0.00 698 $39.02
Common Stock Employee Stock Options (Rights to Buy) Disposition 2013-10-04 663 $0.00 663 $28.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-07-17 2014-07-17 No 4 M Direct
0 2009-07-17 2014-07-17 No 4 M Direct
0 2010-07-17 2014-07-17 No 4 M Direct
0 2011-07-17 2014-07-17 No 4 M Direct
0 2009-07-15 2015-07-15 No 4 M Direct
0 2010-07-15 2015-07-15 No 4 M Direct
0 2011-07-15 2015-07-15 No 4 M Direct
0 2012-07-15 2015-07-15 No 4 M Direct
0 2013-07-16 2016-07-16 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $77.35 - $77.39. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
  2. This transaction was executed in multiple trades at prices ranging from $77.28 - $77.34. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
  3. This transaction was executed in multiple trades at prices ranging from $77.30 - $77.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.