Filing Details
- Accession Number:
- 0001206774-13-003555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 16:53:23
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 16:53:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381622 | B Francis Moschella | C/O Pall Corporation 25 Harbor Park Drive Port Washington NY 11050 | Cao & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-04 | 1,750 | $48.72 | 1,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-04 | 1,750 | $77.37 | 167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-04 | 2,790 | $39.02 | 2,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-04 | 2,790 | $77.32 | 167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-04 | 663 | $28.11 | 830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-04 | 663 | $77.32 | 167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 437 | $0.00 | 437 | $48.72 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 438 | $0.00 | 438 | $48.72 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 437 | $0.00 | 437 | $48.72 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 438 | $0.00 | 438 | $48.72 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 697 | $0.00 | 697 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 698 | $0.00 | 698 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 697 | $0.00 | 697 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 698 | $0.00 | 698 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-10-04 | 663 | $0.00 | 663 | $28.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-07-17 | 2014-07-17 | No | 4 | M | Direct |
| 0 | 2009-07-17 | 2014-07-17 | No | 4 | M | Direct |
| 0 | 2010-07-17 | 2014-07-17 | No | 4 | M | Direct |
| 0 | 2011-07-17 | 2014-07-17 | No | 4 | M | Direct |
| 0 | 2009-07-15 | 2015-07-15 | No | 4 | M | Direct |
| 0 | 2010-07-15 | 2015-07-15 | No | 4 | M | Direct |
| 0 | 2011-07-15 | 2015-07-15 | No | 4 | M | Direct |
| 0 | 2012-07-15 | 2015-07-15 | No | 4 | M | Direct |
| 0 | 2013-07-16 | 2016-07-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $77.35 - $77.39. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $77.28 - $77.34. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $77.30 - $77.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
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