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Home > Insider Trading > Filing (0001140361-13-038150)

Filing Details

Accession Number:: 0001140361-13-038150
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-08 14:18:56
Reporting Period:: 2013-10-01

Filing Date:: 2013-10-08
Accepted Time:: 2013-10-08 14:18:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001871	Investors Capital Holdings Ltd	ICH	Investors, Nec (6799)	043284631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1370222	B Timothy Murphy	6 Kimball Lane, Suite 150 Lynnfield MA 01940	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Acquisiton	2013-10-01	100	$5.36	612,882	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	10,500	Indirect	Held for Acct of children
Common Stock, $0.01 Par Value Per Share	3,666	Indirect	Held by Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Ich	Options to purchase	$1.00	2013-10-03		150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	150,000	150,000	Direct

Footnotes

Includes 78,691 share equivalents held as units in unitized stock fund under issuer's 401(k) plan.
Options have no expiration date