Filing Details
- Accession Number:
- 0001104659-13-074499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 10:33:57
- Reporting Period:
- 2013-10-07
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 10:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435750 | L Steven Harris | 9100 Sw Gemini Drive Beaverton OR 97008 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-07 | 6,294 | $3.11 | 55,139 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-07 | 6,294 | $10.00 | 48,845 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase Common Stock | Disposition | 2013-10-07 | 6,294 | $3.11 | 6,294 | $3.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,292 | 2010-02-06 | 2019-02-06 | No | 4 | M | Direct |
Footnotes
- Reporting person acquired shares of common stock upon exercise of stock options
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- Options vest annually, equally over four years, each February 6th beginning in 2010 with a total of 32,586 shares having become fully vested on February 6, 2013.