Filing Details
- Accession Number:
- 0001179110-13-015379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-08 09:54:45
- Reporting Period:
- 2013-10-07
- Filing Date:
- 2013-10-08
- Accepted Time:
- 2013-10-08 09:54:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551949 | Guggenheim Credit Allocation Fund | GGM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 2455 Corporate West Drive Lisle IL 60532 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-07 | 1,000 | $23.50 | 3,100 | No | 4 | P | Indirect | Children's Trust #1 |
Common Stock | Acquisiton | 2013-10-07 | 1,000 | $23.45 | 1,000 | No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
Common Stock | Acquisiton | 2013-10-07 | 1,000 | $23.35 | 2,000 | No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
Common Stock | Acquisiton | 2013-10-07 | 1,000 | $23.35 | 2,600 | No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Children's Trust #1 |
No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
No | 4 | P | Indirect | Deborah Barnes Roth IRA (Wife) |
No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |