Filing Details
- Accession Number:
- 0001209191-13-047646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 18:26:38
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 18:26:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-04 | 1,248 | $17.59 | 132,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-04 | 1,248 | $36.00 | 131,450 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-06 | 749 | $35.04 | 132,199 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-10-04 | 1,248 | $17.59 | 1,248 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 286,740 | 2008-01-21 | 2015-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on March 29, 2011 and ratified by the Board of Directors on April 6, 2011.
- Price determined in accordance with the terms of the Restricted Stock Grant approved and recommended by the Compensation Committee of the Board of Directors on March 29, 2011 and approved by the Board of Directors on April 6, 2011.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
Billionaire Hedge Funds
