Filing Details

Accession Number:
0001047253-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 18:11:31
Reporting Period:
2013-10-03
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 18:11:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1047253 L Deborah Harmon 2400 N Street, Nw - 6Th Fl
Washington DC 20037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-10-03 3,609 $14.74 3,609 No 4 M Direct
Class A Common Stock Disposition 2013-10-03 1,100 $18.92 2,509 No 4 S Direct
Class A Common Stock Disposition 2013-10-03 2,109 $18.92 400 No 4 S Direct
Class A Common Stock Disposition 2013-10-03 678 $19.07 6,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2012 Stock Option Grant (right to buy) Disposition 2013-10-03 3,609 $0.00 10,825 $14.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,216 2013-04-11 2022-04-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 940 Direct
Class A Common Stock 5,681 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 5,319 5,319 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 4,463 4,463 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-07 5,319 5,319 Direct
2021-04-13 4,463 4,463 Direct
Footnotes
  1. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
  2. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
  3. Shares are held in street account.
  4. Shares are held in Direct Registration Account. 1,678 restricted shares that vested 4/14/2013 and 940 restricted shares that vested 4/13/2013 were transferred to this account. 443 shares held in certificate were transferred to the DRS account.
  5. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
  6. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  7. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.