Filing Details

Accession Number:
0001181431-13-052913
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 17:29:54
Reporting Period:
2013-10-03
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 17:29:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310067 Sears Holdings Corp SHLD Retail-Department Stores (5311) 201920798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322425 K William Phelan 3333 Beverly Road
Hoffman Estates IL 60179
Svp, Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-03 3,968 $64.10 3,340 No 4 S Direct
Common Stock Disposition 2013-10-04 528 $64.10 2,812 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,366 Indirect By 401(k) plan
Footnotes
  1. Represents shares surrendered to the issuer to pay the reporting person's tax withholding obligations incurred in connection with the vesting of restricted stock, the award of which was previously reported.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.07 to $64.23, inclusive. The reporting person undertakes to provide to Sears Holdings Corporation, any stockholder of Sears Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.