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Home > Insider Trading > Filing (0001127602-13-029004)

Filing Details

Accession Number:: 0001127602-13-029004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-07 16:07:44
Reporting Period:: 2013-10-03

Filing Date:: 2013-10-07
Accepted Time:: 2013-10-07 16:07:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051741	First Niagara Financial Group Inc	FNFG	National Commercial Banks (6021)	161545669

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1299911	E Thomas Baker	726 Exchange Street Suite 618 Buffalo NY 14210		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-03	2,389	$10.23	82,372	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,725	Indirect	By Spouse
Series B Nonconvertible Preferred Stock	4,000	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Dividend Equivalent Units (deu)	$0.00			2,570	2,570	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$13.60	2008-05-15	2017-05-15	33,060	33,060	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,570	2,570	Direct
2017-05-15	33,060	33,060	Direct

Footnotes

DEUs have no exercise price.
DEUs convert into common stock on a 1-for-1 basis.
DEUs have no expiration date.