Filing Details
- Accession Number:
- 0001127602-13-029003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 16:06:15
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 16:06:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1339297 | J Thomas Iannotti | C/O Applied Materials, Inc. 3050 Bowers Av, M/S 1268 P.o. Box 58039 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-04 | 25,000 | $17.35 | 110,845 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-04 | 25,000 | $17.45 | 85,845 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-10-04 | 25,000 | $0.00 | 25,000 | $17.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-30 | 2013-10-30 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of a stock option that would have expired on October 30, 2013, if not exercised.
- Number of shares includes 24,958 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).
- Shares became exercisable in four equal installments beginning on October 30, 2007.