Filing Details
- Accession Number:
- 0001181431-13-052858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 16:01:06
- Reporting Period:
- 2013-10-03
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 16:01:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189865 | A Peter Dorsman | 7 World Trade Center 250 Greenwich Street, 35Th Floor New York NY 10007 | Evp Services And | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-03 | 40,135 | $21.27 | 124,522 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-03 | 13,017 | $23.93 | 137,539 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-03 | 43,853 | $22.16 | 181,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-03 | 97,005 | $40.21 | 84,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-03 | 40,135 | $0.00 | 40,135 | $21.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-03 | 13,017 | $0.00 | 13,017 | $23.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-03 | 43,853 | $0.00 | 43,853 | $22.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2017-10-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- The exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2013.
- Represents the sale of 97,005 shares in 261 transactions at prices ranging from $40.00 to $40.61 per share, resulting in a weighted average sale price of $40.21 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The grant representing a right to purchase a total of 40,135 shares, vested in four equal annual installments on March 1, 2008, March 1, 2009, March 10, 2010 and March 1, 2011.
- The grant representing a right to purchase a total of 13,017 shares, vested in four equal annual installments on October 1, 2008, October 1, 2009, October 1, 2010 and October 1, 2011.
- The grant representing a right to purchase a total of 43,853 shares, vested in four equal annual installments on March 1, 2009, March 1, 2010, March 1, 2011 and March 1, 2012.
Billionaire Hedge Funds
