Filing Details
- Accession Number:
- 0001144204-13-054187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 12:32:30
- Reporting Period:
- 2013-09-27
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 12:32:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124524 | Cryoport Inc. | CYRX.OB | Plastics Foam Products (3086) | 880313393 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573360 | G Richard Rathmann | 20382 Barents Sea Circle Lake Forest CA 92630 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-27 | 122,778 | $0.00 | 12,277 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 509,726 | $0.00 | 632,504 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 1,013,699 | $0.00 | 1,013,699 | No | 4 | P | Indirect | By GBR Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By GBR Investments, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-09-27 | 122,778 | $0.00 | 122,778 | $0.37 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-09-27 | 509,726 | $0.00 | 509,726 | $0.37 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-09-27 | 1,013,699 | $0.00 | 1,013,699 | $0.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
302,778 | 2014-03-31 | 2018-09-27 | No | 4 | P | Direct |
812,504 | 2014-03-31 | 2018-09-27 | No | 4 | P | Direct |
1,758,526 | 2014-03-31 | 2018-09-27 | No | 4 | P | Indirect |
Footnotes
- The securities were included in the 122,778 units acquired by the reporting person pursuant to the conversion of $22,556 of outstanding board of director's fees at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. Such conversion of outstanding board of director's fees were at the same exchange rate and on the same terms as provided by Cryoport, Inc. to certain institutional and accredited investors in a conversion of outstanding unsecured convertible promissory notes into units which closed contemporaneously with such conversion of outstanding board of director's fees.
- Includes options to purchase 180,000 shares of common stock and warrants to purchase 122,778 shares of common stock.
- Excludes indirect ownership by GBR Investments, LLC.
- The securities were included in the 509,726 units acquired by the reporting person pursuant to the conversion of $101,945 of outstanding unsecured convertible promissory notes into units at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Indirect ownership by GBR Investments, LLC.
- The securities were included in the 1,013,699 units acquired by GBR Investments, LLC pursuant to the conversion of $202,740 of outstanding unsecured convertible promissory notes into units at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Includes options to purchase 180,000 shares of common stock and warrants to purchase 632,504 shares of common stock.