Filing Details

Accession Number:
0001144204-13-054187
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 12:32:30
Reporting Period:
2013-09-27
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 12:32:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124524 Cryoport Inc. CYRX.OB Plastics Foam Products (3086) 880313393
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573360 G Richard Rathmann 20382 Barents Sea Circle
Lake Forest CA 92630
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-27 122,778 $0.00 12,277 No 4 P Direct
Common Stock Acquisiton 2013-09-27 509,726 $0.00 632,504 No 4 P Direct
Common Stock Acquisiton 2013-09-27 1,013,699 $0.00 1,013,699 No 4 P Indirect By GBR Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By GBR Investments, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Acquisiton 2013-09-27 122,778 $0.00 122,778 $0.37
Common Stock Warrants to Purchase Common Stock Acquisiton 2013-09-27 509,726 $0.00 509,726 $0.37
Common Stock Warrants to Purchase Common Stock Acquisiton 2013-09-27 1,013,699 $0.00 1,013,699 $0.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
302,778 2014-03-31 2018-09-27 No 4 P Direct
812,504 2014-03-31 2018-09-27 No 4 P Direct
1,758,526 2014-03-31 2018-09-27 No 4 P Indirect
Footnotes
  1. The securities were included in the 122,778 units acquired by the reporting person pursuant to the conversion of $22,556 of outstanding board of director's fees at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. Such conversion of outstanding board of director's fees were at the same exchange rate and on the same terms as provided by Cryoport, Inc. to certain institutional and accredited investors in a conversion of outstanding unsecured convertible promissory notes into units which closed contemporaneously with such conversion of outstanding board of director's fees.
  2. Includes options to purchase 180,000 shares of common stock and warrants to purchase 122,778 shares of common stock.
  3. Excludes indirect ownership by GBR Investments, LLC.
  4. The securities were included in the 509,726 units acquired by the reporting person pursuant to the conversion of $101,945 of outstanding unsecured convertible promissory notes into units at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
  5. Indirect ownership by GBR Investments, LLC.
  6. The securities were included in the 1,013,699 units acquired by GBR Investments, LLC pursuant to the conversion of $202,740 of outstanding unsecured convertible promissory notes into units at an exchange rate of $0.20 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
  7. Includes options to purchase 180,000 shares of common stock and warrants to purchase 632,504 shares of common stock.