Filing Details
- Accession Number:
- 0001225208-13-021644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-07 11:30:49
- Reporting Period:
- 2013-10-04
- Filing Date:
- 2013-10-07
- Accepted Time:
- 2013-10-07 11:30:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500309 | B. Craig Glidden | 1 Berkeley Street Mayfair London X0 W1J8DJ | Evp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2013-10-04 | 118,888 | $13.11 | 330,404 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2013-10-04 | 118,888 | $75.00 | 211,516 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2013-10-04 | 118,888 | $13.11 | 118,888 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
118,888 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2013.
- Includes 207,765 restricted stock units granted pursuant to LyondellBasell Industries N.V. Long Term Incentive Plan, 201,716 of which vest in full on the 5th anniversary of the date of grant of April 30, 2010 and 6,049 of which vest in full on April 30, 2014. Also includes 238.2960 shares acquired pursuant to the LyondellBasell Industries ESPP on June 30, 2013.
- This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person was granted 356,666 stock options on April 30, 2010, which vest in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.