Filing Details

Accession Number:
0001225208-13-021644
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 11:30:49
Reporting Period:
2013-10-04
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 11:30:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500309 B. Craig Glidden 1 Berkeley Street
Mayfair
London X0 W1J8DJ
Evp & Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2013-10-04 118,888 $13.11 330,404 No 4 M Direct
Class A Ordinary Shares Disposition 2013-10-04 118,888 $75.00 211,516 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2013-10-04 118,888 $13.11 118,888 $13.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
118,888 2020-04-30 No 4 M Direct
Footnotes
  1. The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2013.
  2. Includes 207,765 restricted stock units granted pursuant to LyondellBasell Industries N.V. Long Term Incentive Plan, 201,716 of which vest in full on the 5th anniversary of the date of grant of April 30, 2010 and 6,049 of which vest in full on April 30, 2014. Also includes 238.2960 shares acquired pursuant to the LyondellBasell Industries ESPP on June 30, 2013.
  3. This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The reporting person was granted 356,666 stock options on April 30, 2010, which vest in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.