Filing Details
- Accession Number:
- 0001225208-13-021633
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-04 19:38:26
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-04
- Accepted Time:
- 2013-10-04 18:38:26
- Original Submission Date:
- 2013-10-02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1031000 | L Jay Schottenstein | Schottenstein Stores Corporation 4300 E. Fifth Ave. Columbus OH 43219 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Acquisiton | 2013-09-30 | 51,492 | $0.00 | 51,492 | No | 4 | C | Indirect | By Schottenstein RVI, LLC |
Class A Common Shares | Disposition | 2013-09-30 | 51,492 | $85.26 | 0 | No | 4 | S | Indirect | By Schottenstein RVI, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Schottenstein RVI, LLC |
No | 4 | S | Indirect | By Schottenstein RVI, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares | Class B Common Shares | Disposition | 2013-09-30 | 51,492 | $0.00 | 51,492 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,073,095 | No | 4 | C | Indirect |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.63. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Class B common shares convert to Class A common shares on a one-for-one basis.
- The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.