Filing Details
- Accession Number:
- 0001181431-13-052667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-04 18:09:02
- Reporting Period:
- 2013-10-02
- Filing Date:
- 2013-10-04
- Accepted Time:
- 2013-10-04 18:09:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407190 | Violin Memory Inc | VMEM | Computer Storage Devices (3572) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587742 | J. Jeffrey Newman | Violin Memory, Inc. 4555 Great America Parkway Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-02 | 50,000 | $0.00 | 721,044 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-10-02 | 300 | $9.00 | 721,344 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- Represents shares of common stock underlying restricted stock units ("RSUs"). As granted, the vesting of the RSUs was subject to the occurrence of an initial public offering. Accordingly, these awards were not reportable for Section 16 purposes until the satisfaction of the performance vesting condition related to the completion of an initial public offering. This performance condition was satisfied, and these RSUs became beneficially owned by the reporting person for Section 16 purposes upon the closing of the Issuer's initial public offering on October 2, 2013. The RSUs continue to be subject to time-based vesting provisions.