Filing Details
- Accession Number:
- 0001209191-13-047546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-04 17:53:05
- Reporting Period:
- 2013-10-02
- Filing Date:
- 2013-10-04
- Accepted Time:
- 2013-10-04 17:53:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455271 | Griffin-American Healthcare Reit Ii Inc. | NONE | Real Estate Investment Trusts (6798) | 264008719 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1371918 | T Jeffrey Hanson | C/O Griffin-American Healthcare Reit Ii, Inc., 18191 Von Karman Ave., Suite 300 Irvine CA 92612 | Ceo & Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-02 | 1,664 | $9.20 | 81,117 | No | 4 | J | Indirect | By American Healthcare Investors LLC |
Common Stock | Acquisiton | 2013-10-03 | 20,657 | $9.20 | 20,657 | No | 4 | P | Indirect | By Defined Benefit Pension Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By American Healthcare Investors LLC |
No | 4 | P | Indirect | By Defined Benefit Pension Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 371,520 | Indirect | By Hanson Family Trust DTD 6/14/2005 |
Common Stock | 11,361 | Direct | |
Common Stock | 67,364 | Direct | |
Common Stock | 2,000 | Indirect | By NCT-107, LLC |
Common Stock | 25,121 | Indirect | By April L. Hanson |
Footnotes
- The shares were issued pursuant to a Sub-advisory Agreement, dated November 7, 2011, whereby American Healthcare Investors LLC provides services to the Issuer and receives shares of the Issuer's common stock, in lieu of certain cash compensation.
- The reported shares of common stock are owned directly by American Healthcare Investors LLC, a limited liability company of which Mr. Hanson is a principal. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- The reported shares of common stock were acquired through the Issuer's follow-on public offering at $9.198 per share, reflecting the elimination of selling commissions and the dealer manager fee in connection with such transaction.
- The reported shares of common stock are held directly in a defined benefit pension plan, of which Mr. Hanson serves as trustee.
- The reported shares of common stock are held directly by Hanson Family Trust, DTD 6/14/2005, and indirectly by Jeffrey T. Hanson and April L. Hanson, Trustees.
- Mr. Hanson owns these shares of common stock through his 401K account.
- Mr. Hanson owns these shares of common stock through his investment retirement accounts.
- The reported shares of common stock are owned directly by NCT-107, LLC, a charitable foundation of which Mr. Hanson is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- The reported shares of common stock are owned by April L. Hanson through her investment retirement account. April L. Hanson is the wife of the reporting person.