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Home > Insider Trading > Filing (0001140361-13-037937)

Filing Details

Accession Number:: 0001140361-13-037937
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-04 15:59:45
Reporting Period:: 2013-10-03

Filing Date:: 2013-10-04
Accepted Time:: 2013-10-04 15:59:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Royce Focus Trust Inc	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Royce &Amp; Associates Llc 745 Fifth Ave New York NY 10151	Vice President	Yes	Yes	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-03	25,000	$7.25	1,930,243	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	726,170	Indirect	Held by Spouse
Common Stock	318,164	Indirect	Held by children
Common Stock	138,164	Indirect	Held in a Trust

Footnotes

Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.