Filing Details

Accession Number:
0001047253-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-04 10:57:37
Reporting Period:
2013-10-02
Filing Date:
2013-10-04
Accepted Time:
2013-10-04 10:57:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1047253 L Deborah Harmon 2400 N Street, Nw - 6Th Fl
Washington DC 20037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-02 1,000 $19.10 4,181 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,678 Direct
Class A Common Stock 1,880 Direct
Class A Common Stock 5,681 Direct
Class A Common Stock 443 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 5,319 5,319 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 4,463 4,463 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2013-04-11 2022-04-11 10,825 10,825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-07 5,319 5,319 Direct
2021-04-13 4,463 4,463 Direct
2022-04-11 10,825 10,825 Direct
Footnotes
  1. 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013.
  2. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
  3. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
  4. Shares are held in certificate.
  5. Shares are held in Direct Registration Account.
  6. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
  7. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  8. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.