Filing Details
- Accession Number:
- 0001209191-13-047411
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-03 20:11:07
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-10-03
- Accepted Time:
- 2013-10-03 20:11:07
- Original Submission Date:
- 2013-08-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949858 | Oncogenex Pharmaceuticals Inc. | OGXI | In Vitro & In Vivo Diagnostic Substances (2835) | 954343413 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568605 | D. Susan Wyrick | 1522 217Th Place Se Suite 100 Bothell WA 98021 | Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-19 | 194 | $8.68 | 481 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-01 | 688 | $0.00 | 1,169 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-02 | 191 | $9.04 | 978 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2013-10-01 | 688 | $0.00 | 688 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,062 | 2016-07-29 | No | 4 | M | Direct |
Footnotes
- This amended Form 4 is filed to correct the transaction date, which was previously inadvertently reported as August 13, 2013.
- This amended Form 4 is filed to correct the transaction code, which was previously inadvertently reported as "F". The sales reported on this amended Form 4 were made for the sole purpose of covering the reporting person's tax liability in connection with the settlement of RSUs on August 13, 2013, which transaction was previously reported.
- This amended report is filed to correct the number of shares disposed of in connection with the sale of shares to satisfy the reporting person's tax liability in connection with the settlement of RSUs on August 13, 2013, which transaction was previously reported.
- Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
- This amended Form 4 is filed to correct the transaction code, which was previously inadvertently reported as "F". The sales reported on this amended Form 4 were made for the sole purpose of covering the reporting person's tax liability in connection with the settlement of the RSUs listed in Table II.
- This amended report is filed to correct the number of shares disposed of in connection with the sale of shares to satisfy the reporting person's tax liability in connection with the settlement of the RSUs listed in Table II.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
- Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of June 29, 2012 and (ii) the first day thereafter during which the issuer's trading window is open.