Filing Details
- Accession Number:
- 0001209191-13-047334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-03 19:12:57
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-03
- Accepted Time:
- 2013-10-03 19:12:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578857 | R Steven Sommer | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-01 | 6,000 | $60.02 | 371,905 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 80,738 | Direct |
Footnotes
- Includes an aggregate of 18,000 shares previously reported as sold in 6,000 share increments by the Reporting Person on each of July 1, 2013, August 1, 2013 and September 3, 2013 which were in fact sold by the Steven R. Summer Trust dated January 26, 2004 for which the Reporting Person serves as trustee (the "Trust"). There was no change in the Reporting Person's total beneficial ownership or pecuniary interest in these shares.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2012.
- Excludes an aggregate of 18,000 shares previously reported as sold in 6,000 share increments by the Reporting Person on each of July 1, 2013, August 1, 2013 and September 3, 2013 which were in fact sold by the Trust. There was no change in the Reporting Person's total beneficial ownership or pecuniary interest in these shares.
- Shares held directly by the Trust.