Filing Details

Accession Number:
0001181431-13-052422
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-03 18:16:42
Reporting Period:
2013-10-01
Filing Date:
2013-10-03
Accepted Time:
2013-10-03 18:16:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558686 Feng-Ming Wang 3101 Jay Street
Santa Clara CA 95054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2013-10-01 22,200 $19.31 723,633 No 4 S Direct
Ordinary Shares Disposition 2013-10-01 13,800 $20.54 709,833 No 4 S Direct
Ordinary Shares Disposition 2013-10-01 3,300 $19.32 95,033 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2013-10-01 1,700 $20.54 93,333 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2013-10-01 6,600 $19.31 163,400 No 4 S Indirect See Footnote
Ordinary Shares Disposition 2013-10-01 3,400 $20.53 160,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on March 28, 2013.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $19.06 to $20.0588 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.1299 to $20.89 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $19.09 to $19.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. Shares held by Acorn Hall Irreversible Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
  6. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.10 to $20.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
  7. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $19.08 to $19.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
  8. Shares held by Tutu's Irrevocable Trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
  9. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $20.14 to $20.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.