Filing Details
- Accession Number:
- 0001179110-13-015253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-03 17:38:16
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-03
- Accepted Time:
- 2013-10-03 17:38:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352659 | M James Rallo | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-01 | 5,921 | $32.67 | 2,682 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-02 | 1,362 | $32.51 | 1,320 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $7.48 | 2018-10-01 | 2,338 | 2,338 | Direct | |
| Common Stock | Employee Stock Grant | $15.47 | 2020-10-01 | 4,172 | 4,172 | Direct | |
| Common Stock | Employee Stock Option | $15.47 | 2020-10-01 | 6,678 | 6,678 | Direct | |
| Common Stock | Employee Stock Grant | $15.47 | 2020-10-01 | 5,526 | 5,526 | Direct | |
| Common Stock | Employee Stock Grant | $31.11 | 2021-10-01 | 3,723 | 3,723 | Direct | |
| Common Stock | Employee Stock Option | $31.11 | 2021-10-01 | 12,358 | 12,358 | Direct | |
| Common Stock | Employee Stock Grant | $38.09 | 2022-10-01 | 3,753 | 3,753 | Direct | |
| Common Stock | Employee Stock Grant | $38.09 | 2022-10-01 | 5,003 | 5,003 | Direct | |
| Common Stock | Employee Stock Option | $38.09 | 2022-10-01 | 3,335 | 3,335 | Direct | |
| Common Stock | Employee Stock Option | $38.09 | 2022-10-01 | 3,335 | 3,335 | Direct | |
| Common Stock | Employee Stock Grant | $29.47 | 2023-07-18 | 12,216 | 12,216 | Direct | |
| Common Stock | Employee Stock Grant | $29.47 | 2023-07-18 | 28,503 | 28,503 | Direct | |
| Common Stock | Employee Stock Option | $29.47 | 2023-07-18 | 24,871 | 24,871 | Direct | |
| Common Stock | Employee Stock Option | $29.47 | 2023-07-18 | 58,031 | 58,031 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-10-01 | 2,338 | 2,338 | Direct |
| 2020-10-01 | 4,172 | 4,172 | Direct |
| 2020-10-01 | 6,678 | 6,678 | Direct |
| 2020-10-01 | 5,526 | 5,526 | Direct |
| 2021-10-01 | 3,723 | 3,723 | Direct |
| 2021-10-01 | 12,358 | 12,358 | Direct |
| 2022-10-01 | 3,753 | 3,753 | Direct |
| 2022-10-01 | 5,003 | 5,003 | Direct |
| 2022-10-01 | 3,335 | 3,335 | Direct |
| 2022-10-01 | 3,335 | 3,335 | Direct |
| 2023-07-18 | 12,216 | 12,216 | Direct |
| 2023-07-18 | 28,503 | 28,503 | Direct |
| 2023-07-18 | 24,871 | 24,871 | Direct |
| 2023-07-18 | 58,031 | 58,031 | Direct |
Footnotes
- Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
- Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant will vest on July 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on July 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant will vest on July 18, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
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