Filing Details
- Accession Number:
- 0001225208-13-021534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-03 17:07:06
- Reporting Period:
- 2013-10-03
- Filing Date:
- 2013-10-03
- Accepted Time:
- 2013-10-03 17:07:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1011909 | L Harry Goldsmith | 123 South Front Street Memphis TN 38103 | Exec. Vp, Sec. & Gen Cnsl | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-03 | 3,500 | $142.77 | 26,167 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-03 | 3,125 | $225.74 | 29,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-03 | 1,021 | $420.01 | 28,271 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-03 | 5,604 | $421.28 | 22,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-03 | 3,125 | $0.00 | 3,125 | $225.74 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-03 | 3,500 | $0.00 | 3,500 | $142.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,125 | 2020-09-29 | No | 4 | M | Direct | |
| 0 | 2019-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,200 | Indirect | By Trust |
| Common Stock | 200 | Indirect | By Trusts for Daughters |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $420.00 - $420.03 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $421.00 - $421.59 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.
- Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
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