Filing Details
- Accession Number:
- 0001181431-13-052307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-03 16:09:06
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-03
- Accepted Time:
- 2013-10-03 16:09:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1012681 | H John Costello | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | President, Glob.mkt & Innovat. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-01 | 819 | $3.02 | 23,251 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-01 | 1,181 | $7.31 | 24,432 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-01 | 2,000 | $45.21 | 22,432 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Disposition | 2013-10-01 | 819 | $0.00 | 819 | $3.02 |
Common Stock | Option to Purchase Common Stock | Disposition | 2013-10-01 | 1,181 | $0.00 | 1,181 | $7.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,297 | 2020-02-23 | No | 4 | M | Direct | |
9,553 | 2021-03-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013.
- On 02/23/2010, the reporting person was granted an option ot purchase 153,239 shares of Common Stock. The option vests based upon time (five equal installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).