Filing Details

Accession Number:
0000717724-13-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-03 14:20:34
Reporting Period:
2013-10-02
Filing Date:
2013-10-03
Accepted Time:
2013-10-03 14:20:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191900 W Michael Rayden C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Ceo, Tween Brands, Inc. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2013-10-02 40,000 $11.70 44,761 No 4 M Direct
Common Acquisiton 2013-10-02 40,000 $13.14 84,761 No 4 M Direct
Common Disposition 2013-10-02 80,000 $20.46 4,761 No 4 S Direct
Common Acquisiton 2013-09-25 122,406 $0.00 127,167 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option To Buy Disposition 2013-10-02 40,000 $0.00 40,000 $11.70
Common Option To Buy Disposition 2013-10-02 40,000 $0.00 40,000 $13.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2011-09-23 2020-09-23 No 4 M Direct
80,000 2012-09-21 2021-09-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 13,284 Indirect See Footnote 2.
Footnotes
  1. This transaction was executed in multiple trades ranging from $20.14 to $20.59. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. Shares by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaims ownership of these shares.
  3. Granted under the Company's 2010 Stock Incentive Plan.
  4. Exercisable in four equal installments with the first installment on the date indicated.