Filing Details

Accession Number:
0000717724-13-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-03 13:40:13
Reporting Period:
2013-10-02
Filing Date:
2013-10-03
Accepted Time:
2013-10-03 13:40:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442842 Ronald Robinson C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Pres, Global Sourcing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2013-10-02 13,859 $20.28 18,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $10.40 2010-12-09 2019-12-09 6,250 6,250 Direct
Common Option to Buy $11.70 2011-09-23 2020-09-23 15,000 15,000 Direct
Common Option to Buy $13.14 2012-09-21 2021-09-21 22,500 22,500 Direct
Common Option to Buy $20.79 2013-09-20 2022-09-20 20,000 20,000 Direct
Common Opton to Buy $19.91 2014-09-25 2020-09-25 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-09 6,250 6,250 Direct
2020-09-23 15,000 15,000 Direct
2021-09-21 22,500 22,500 Direct
2022-09-20 20,000 20,000 Direct
2020-09-25 20,000 20,000 Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $20.14 to $20.59. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. Granted under the Company's 2001 Stock Incentive Plan.
  3. Granted under the Company's 2010 Stock Incentive Plan.
  4. Exercisable in four equal annual installments with the first installment on the date indicated.